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Rechtsgebiete: Kapitalmarktrecht
Nachrichten und Veröffentlichungen: Alert Memoranda
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Displaying 20 Results
August 18, 2011
  SEC Issues Final Rule on Asset-Backed Security Issuer Continuing Reporting Requirements under Section 15(d) of the Exchange Act
July 29, 2011
  Russian FSFM to Relax Rules on DR Programs
July 28, 2011
  Financial Regulatory Reform in the European Union: State of Play and Prospects
July 27, 2011
  Dodd-Frank: One Year Later - Key Current Issues for Financial Institutions
July 26, 2011
  SEC Removes References to Credit Ratings from Securities Act and Certain Exchange Act Rules and Forms
July 20, 2011
  Second Circuit Provides Guidance on Section 13(d) "Group" Issues but Declines to Address Beneficial Ownership Issues in the Swap Context
July 16, 2011
  Italian Indirect Bond Issuances Possibly Affected by Changes to Withholding Tax Regime on Intra-group Interest Payments
July 15, 2011
  SEC Proposes Business Conduct Standards
June 20, 2011
  Supreme Court Limits Liability For False Statements Under Rule 10b-5 To Those With "Ultimate Authority" For Them
May 26, 2011
  SEC Approves New Whistleblower Program
May 26, 2011
  SEC Proposes Amendments to Disqualify "Bad Actors" from Relying on the Rule 506 Safe Harbor under Regulation D
May 23, 2011
  Treaty Rights and Remedies of Italian Investors in Libya
May 18, 2011
  SEC Approves Delay in Effectiveness of and Amendments to Certain Provisions of FINRA Rule 5131
May 9, 2011
  SEC Proposes Revisions to Remove Credit Ratings from Regulation M, Broker-Dealer Net Capital Rule, Other Exchange Act Rules
May 6, 2011
  UKLA Expected to Change Availability of "Block Listings" for GDRs Representing New Shares - Prompt Action by Companies with London Listed GDRs Might Be Necessary
May 6, 2011
  Bankruptcy Court Holds That Safe Harbor in Section 546(e) of the Bankruptcy Code for "Securities Contracts" Does Not Protect Sellers or Lender From Avoidance Actions in Private LBO Transaction
April 28, 2011
  FinCEN Proposes Regulations to Implement CISADA Provision Involving Non-U.S. Banks
April 27, 2011
  CFTC Proposes Uncleared Swap Margin Requirements
April 18, 2011
  Dodd-Frank Act Executive Compensation and Corporate Governance Provisions: Where Foreign Private Issuers Currently Stand
April 14, 2011
  Prudential Regulators Propose Swap Margin and Capital Requirements
Results 81 - 100 of 294 | Pages « Previous 5 6 7 8 9 More » | View All »