Displaying
17
Results
December 2012 |
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U.S. Regulation of the International Securities and Derivatives Markets |
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by Edward F. Greene, Alan L. Beller, Edward J. Rosen, Leslie N. Silverman, Daniel A. Braverman, Sebastian R. Sperber, Nicolas Grabar (Tenth Ed., Wolters Kluwer, 2012). |
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October 26, 2012 |
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Guide to Bank Underwriting, Dealing and Brokerage Activities |
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by Derek Bush, Hugh Conroy Jr., and Robert Tortoriello, 17th Edition: Thomson West. |
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May 2012 |
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Cleary Gottlieb Mergers & Acquisitions and Corporate Governance Report |
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March 2012 |
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U.S. Regulation of International Activities of U.S. Banking Organization |
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by Derek M. Bush and Hugh C. Conroy, in Regulation of Foreign Banks & Affiliates In The United States (6th ed., Thomson Reuters). |
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2012 |
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Resolution Planning and the Volcker Rule |
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by Derek M. Bush, How to Run a Bank 2012 (Financial Times Limited). |
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December 19, 2011 |
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FSOC Reproposes the Nonbank SIFI Designation Rule: A Revised Procedure, but No Greater Clarity Regarding Who Will be Designated or When |
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by Derek M. Bush and Shara M. Chang, Securities Regulation and Law Report. |
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May 2011 |
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Have the Changes to the UK Listing Regime Been a Success? |
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by Raj S. Panasar and Stephen Glasper, Bloomberg UK Financial Services Law Journal (Bloomberg Finance L.P.). |
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March 2010 |
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An Analysis of the Walker Review of Corporate Governance in UK Banks and Other Financial Institutions |
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by Tihir Sarkar, Simon Jay and Garry Manley, The Banking Law Journal. |
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2010 |
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The New York Stock Exchange IPO Guide |
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by Nicolas Grabar and Sandra Flow, Caxton 2010. |
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March 30, 2009 |
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The Chamber of Mediation and Arbitration Established at the Premises of Consob: A New Alternative Dispute Resolution Device to Protect Retail Investors |
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by Pietro Fioruzzi and Maria Grazia Mamone, Avvocati24. Il Sole-24 Ore, online edition. |
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November/December 2008 |
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New Rules on Italian Banks’ Organization and Corporate Governance |
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June 26, 2008 |
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Book-Entry Deposit Procedures for Certain Offerings by Non-U.S. Issuers under Section 3(c)(7) of the Investment Company Act |
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by Richard S. Lincer, Robin M. Bergen and Jeffrey D. Karpf |
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May 2008 |
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Bankruptcy Court Rules That Repurchase Agreements Involving Mortgage Loans Are Safe Harbored Under the Bankruptcy Code, But That Servicing Rights Are Not |
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by Lisa Schweitzer, Seth Grosshandler and William Gao, Pratt's Journal of Bankruptcy Law. |
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May 1, 2008 |
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Operational Risk Management in Global Banking Organisations - A Legal and Compliance Perspective |
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by Robert L. Tortoriello and Gregg L. Rozansky, The International Who's Who of Banking Lawyers. |
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September 17, 2007 |
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FERC Regulation of Banks Proposing to Qualify as Power Marketers |
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by Robert L. Tortoriello, Sara D. Schotland and W. Richard Bidstrup, BNA Banking Report, Vol. 89, No. 10. |
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November 30, 2005 |
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Suspicious Activity Reporting: Recent Developments and Guidance on Key Issues |
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by Derek M. Bush and Katherine M. Carroll, The Review of Banking and Financial Services, Vol 21. No. 11 |
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March 2003 |
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New Developments in Procedures for Book-Entry Deposit of Rule 144A Securities by Certain Issuers Relying on Section 3(c)(7) of the Investment Company Act |
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by Richard S. Lincer, Janet L. Fisher and Michael Gerstenzang |
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