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Areas of Law: 은행 및 금융기관 관련 업무
News & Publications: Alert Memoranda
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Displaying 20 Results
June 27, 2011
  SEC Adopts Final Rules under the Investment Advisers Act of 1940 Implementing Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act
May 26, 2011
  SEC Proposes Amendments to Disqualify "Bad Actors" from Relying on the Rule 506 Safe Harbor under Regulation D
May 26, 2011
  SEC Approves New Whistleblower Program
May 18, 2011
  SEC Approves Delay in Effectiveness of and Amendments to Certain Provisions of FINRA Rule 5131
May 6, 2011
  Bankruptcy Court Holds That Safe Harbor in Section 546(e) of the Bankruptcy Code for "Securities Contracts" Does Not Protect Sellers or Lender From Avoidance Actions in Private LBO Transaction
April 28, 2011
  FinCEN Proposes Regulations to Implement CISADA Provision Involving Non-U.S. Banks
April 27, 2011
  CFTC Proposes Uncleared Swap Margin Requirements
April 14, 2011
  Prudential Regulators Propose Swap Margin and Capital Requirements
April 1, 2011
  FDIC Issues "Living Wills" Proposal
March 30, 2011
  Are You Prepared For The UK Bribery Act?
March 24, 2011
  EU Further Extends Libyan Asset Freeze
March 9, 2011
  Italian 10% Additional Tax on Bonuses and Stock Options: the Tax Authorities extend the Application to Managers of Holding Companies
March 4, 2011
  EU Imposes Arms Embargo and Targeted Sanctions on Libya
March 3, 2011
  German Bank Levy - Federal Government Issues Restructuring Fund Regulation
March 1, 2011
  United States Imposes Sanctions on the Government of Libya
February 25, 2011
  SEC Proposes Revisions to Remove Credit Ratings from Certain Securities Act and Exchange Act Rules and Forms
February 7, 2011
  UK Bribery Act 2010: Government Delay Is An Opportunity for Greater Clarity
February 1, 2011
  SEC Study on Investment Advisers and Broker-Dealers
January 31, 2011
  U.S. District Court Affirms The Lehman Bankruptcy Court's Swedbank Decision Regarding The Scope Of The Safe Harbor Provisions Of Sections 560 And 561 Of The Bankruptcy Code
January 21, 2011
  SEC Adopts Rules Requiring Asset-Backed Issuers to Review Securitized Assets and Disclose Asset Repurchase History; Rating Agencies Required to Report on Representations and Remedies in Securitizations
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