Displaying
200
Results
May 16, 2013 |
|
Germany Adopts New Prudential Rules for High-Frequency Trading |
 |
April 23, 2013 |
|
Key Takeaways from Regulatory Guidance to First-Round Filers of U.S. Resolution Plans |
|
April 10, 2013 |
|
Navigating Key Dodd-Frank Rules Related to the Use of Swaps by End Users |
|
March 19, 2013 |
|
Alternatives to Traditional Securities Offerings |
|
March 12, 2013 |
|
German Draft Bill for A Separation of Trading Activities and Criminal Liability of Bank Managers |
|
February 21, 2013 |
|
ESMA Publishes Final Guidelines on Sound Remuneration |
|
February 19, 2013 |
|
FDIC Proposal on Insured Deposits |
|
February 11, 2013 |
|
CFIUS Clearance of Controversial Transaction Demonstrates Focus on National Security, Not Politics |
|
February 4, 2013 |
|
U.S. Treasury and IRS Issue Final Regulations Under FATCA |
|
January 31, 2013 |
|
EU Implements Latest Iran Sanctions |
|
January 30, 2013 |
|
CFPB's Ability-to-Repay and Qualified Mortgage Rule: Key Implications and Developments Looking Forward |
|
January 23, 2013 |
|
Initial Draft German Legislation on Recovery and Resolution Planning for Banks |
|
January 14, 2013 |
|
Significant Revisions to Liquidity Coverage Ratio Expected to Reduce Burden on Banking Organizations |
|
January 9, 2013 |
|
US Enacts Additional Iran-Related Sanctions; OFAC Amends Iranian Sanctions Regulations |
|
January 7, 2013 |
|
New York Court of Appeals Confirms that New York Governing Law Clauses Should Be Enforced to Result in the Application of New York Substantive Law |
|
January 2, 2013 |
|
The Federal Reserve's Proposed Framework for Regulation of Foreign Banks: Issues for Comment and Consideration |
|
January 2, 2013 |
|
FDIC and BoE Signal Significant Cooperation on Resolution Issues |
|
January 2, 2013 |
|
EU Commission Publishes Proposed Delegated Regulation under the AIFMD |
|
December 21, 2012 |
|
BaFin Starts Consultation on Recovery Plans for Banks |
|
October 26, 2012 |
|
Guide to Bank Underwriting, Dealing and Brokerage Activities |
|
October 19, 2012 |
|
Sanctions against Iran - Council Decision 15102012 |
|
October 17, 2012 |
|
FDIC Finalizes Rule on Nullification of Subsidiary and Affiliate Cross-Defaults under OLA |
|
October 12, 2012 |
|
Federal Banking Agencies Issue Final Stress Testing Rules |
|
October 10, 2012 |
|
Recent SEC Order Finds Employee's Use of Company Resources Violates Pay to Play Rules |
|
October 10, 2012 |
|
New U.S. Department of Justice Opinion Regarding the Meaning of "Foreign Official" Under the U.S. FCPA |
|
October 9, 2012 |
|
District Court Affirms Broad Reading of the Bankruptcy Code Safe Harbors in In re Quebecor World (USA) Inc. |
|
September 5, 2012 |
|
SEC Proposes to Liberalize Solicitation and Advertising in Private Placements |
|
August 28, 2012 |
|
European Banking Authority Publishes Guidelines for Data Collection on EEA Remuneration Practices |
|
August 27, 2012 |
|
No Unpleasant Surprises as Trading and Market Issues Guidance on JOBS Act |
|
August 13, 2012 |
|
Second Circuit Finds CDO Investor To Be Third-Party Beneficiary Despite Contrary Language In Portfolio Management Agreement |
|
August 13, 2012 |
|
New Legislation Marks Significant Expansion of U.S. Sanctions Against Iran and Syria |
|
August 3, 2012 |
|
Obama Administration Announces New US Sanctions Targeting Iran |
|
July 12, 2012 |
|
U.S. Significantly Eases Sanctions on Burma |
|
July 9, 2012 |
|
OCC Revises Lending Limits Rule to Include Derivatives and Securities Financing Transactions |
|
July 3, 2012 |
|
CFTC Proposes Guidance on Cross-Border Application of Title VII of the Dodd-Frank Act |
|
June 11, 2012 |
|
Federal Reserve Board Issues Long-Awaited Capital Rules |
|
May 15, 2012 |
|
Federal Reserve "CCS" Determinations Open Door to Chinese Acquisitions of U.S. Banks |
|
May 3, 2012 |
|
Recent Sanctions Developments: Iran, Syria, and Burma |
|
April 20, 2012 |
|
Federal Reserve Clarifies Volcker Rule Conformance Requirements |
|
April 19, 2012 |
|
White Paper on the Separate Entity Doctrine as Applied to the U.S. Branches of Foreign Headquartered (Non-U.S.) Banks |
|
April 17, 2012 |
|
CFTC Adopts Internal Business Conduct Standards |
|
April 12, 2012 |
|
CFTC Adopts External Business Conduct Standards |
|
April 6, 2012 |
|
JOBS Act and Private Placements: Impact Prior to SEC Rulemaking |
|
April 5, 2012 |
|
FSOC Poised to Begin Nonbank SIFI Designations Following Release of Final Rule |
|
April 3, 2012 |
|
EU Implements Strengthened Iran Sanctions |
|
March 27, 2012 |
|
JOBS Act to Relax Rules on Securities Offerings |
|
March 23, 2012 |
|
FDIC Proposes Rules on Nullifying Subsidiary and Affiliate Cross-Defaults Under OLA |
|
March 8, 2012 |
|
EU Council Reinforces Sanctions against Syria |
|
March 2, 2012 |
|
Memorandum on the Lehman Client Money Judgment |
|
February 23, 2012 |
|
Impact of FATCA Proposed Regulations on Capital Markets Transactions |
|
February 21, 2012 |
|
EU Agrees Stability Mechanism and Fiscal Compact |
|
February 16, 2012 |
|
SEC Tightens "Qualified Client" Requirements for Registered Investment Advisers to Charge Performance Fees |
|
February 15, 2012 |
|
Treasury and the IRS Release Proposed Regulations under FATCA and a Joint Statement with Other Countries Regarding an Intergovernmental Approach to FATCA Implementation |
|
February 1, 2012 |
|
EU Council Broadens Sanctions against Iran |
|
January 27, 2012 |
|
SEC Dismisses "Failure to Supervise" Enforcement Proceeding Against Broker-Dealer General Counsel |
|
January 24, 2012 |
|
The Federal Reserve Board’s Heightened Prudential Requirements for Systemically Important Financial Institutions: Initial Framework, but More Detail to Follow |
|
January 5, 2012 |
|
New York Adopts Safe Harbor Protections for Qualified Financial Contracts in Insurance Company Insolvency Proceedings |
|
January 3, 2012 |
|
Recent Bankruptcy Court Decision Finds Control Liability Claim Ranks Pari Passu With Claims Of Other Unsecured Creditors |
|
January 2, 2012 |
|
President Obama Signs New U.S. Sanctions Targeting Foreign Banks Dealing with Iran |
|
December 23, 2011 |
|
Federal Reserve Board Proposes Heightened Prudential Requirements for Large Bank Holding Companies and Non-Bank SIFIs |
|
December 22, 2011 |
|
FSOC Reproposes the Nonbank SIFI Designation Rule |
|
December 21, 2011 |
|
EU Bank State Aid Framework and Recapitalization |
|
November 22, 2011 |
|
U.S. Expands Sanctions Against Iran |
|
October 24, 2011 |
|
The Volcker Rule Proposal: Challenges, Open Issues and Unintended Consequences |
|
October 18, 2011 |
|
A Non-US Bank's Guide to US Resolution Plans |
|
October 17, 2011 |
|
ESMA's Final Technical Advice on the Implementation of Amendments to the Prospectus Directive |
|
October 7, 2011 |
|
Lehman Court Holds That Contractual Cross-Affiliate Setoff Rights Are Unenforceable In Bankruptcy |
|
October 4, 2011 |
|
Decision Finds That Bankruptcy Code Safe Harbor Applies To Transfers Made to Madoff Customers |
|
September 19, 2011 |
|
FDIC Acts on Living Wills Rulemaking, Adopting Staggered Deadlines for Submission of Resolution Plans Starting in 2012 |
|
September 14, 2011 |
|
Changed Supervision of Savings and Loan Holding Companies and Savings Associations |
|
September 13, 2011 |
|
Draft Bill to Establish Self-Regulatory Organization Oversight for Investment Advisers |
|
September 9, 2011 |
|
EU Amends Sanctions Against Syria |
|
September 5, 2011 |
|
EU Amends Libyan Sanctions |
|
August 19, 2011 |
|
New Comprehensive U.S. Sanctions on the Syrian Regime |
|
August 11, 2011 |
|
Bankruptcy Court Holds That Safe Harbor in Section 546(e) of the Bankruptcy Code for "Settlement Payments" Protects Recipients of Repurchase Payments for Privately Placed Notes |
|
July 28, 2011 |
|
Financial Regulatory Reform in the European Union: State of Play and Prospects |
|
July 27, 2011 |
|
Dodd-Frank: One Year Later - Key Current Issues for Financial Institutions |
|
July 16, 2011 |
|
Italian 10% Additional Tax on Variable Compensation: Tax Base Increase |
|
July 15, 2011 |
|
SEC Proposes Business Conduct Standards |
|
June 30, 2011 |
|
Second Circuit Upholds Protection Of The Section 546(e) Bankruptcy Safe Harbor For Payments Made By A Debtor To Redeem Its Commercial Paper |
|
June 27, 2011 |
|
SEC Adopts Final Rules under the Investment Advisers Act of 1940 Implementing Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act |
|
May 26, 2011 |
|
SEC Proposes Amendments to Disqualify "Bad Actors" from Relying on the Rule 506 Safe Harbor under Regulation D |
|
May 26, 2011 |
|
SEC Approves New Whistleblower Program |
|
May 18, 2011 |
|
SEC Approves Delay in Effectiveness of and Amendments to Certain Provisions of FINRA Rule 5131 |
|
May 6, 2011 |
|
Bankruptcy Court Holds That Safe Harbor in Section 546(e) of the Bankruptcy Code for "Securities Contracts" Does Not Protect Sellers or Lender From Avoidance Actions in Private LBO Transaction |
|
April 28, 2011 |
|
FinCEN Proposes Regulations to Implement CISADA Provision Involving Non-U.S. Banks |
|
April 27, 2011 |
|
CFTC Proposes Uncleared Swap Margin Requirements |
|
April 14, 2011 |
|
Prudential Regulators Propose Swap Margin and Capital Requirements |
|
April 1, 2011 |
|
FDIC Issues "Living Wills" Proposal |
|
March 30, 2011 |
|
Are You Prepared For The UK Bribery Act? |
|
March 24, 2011 |
|
EU Further Extends Libyan Asset Freeze |
|
March 9, 2011 |
|
Italian 10% Additional Tax on Bonuses and Stock Options: the Tax Authorities extend the Application to Managers of Holding Companies |
|
March 4, 2011 |
|
EU Imposes Arms Embargo and Targeted Sanctions on Libya |
|
March 3, 2011 |
|
German Bank Levy - Federal Government Issues Restructuring Fund Regulation |
|
March 1, 2011 |
|
United States Imposes Sanctions on the Government of Libya |
|
February 25, 2011 |
|
SEC Proposes Revisions to Remove Credit Ratings from Certain Securities Act and Exchange Act Rules and Forms |
|
February 7, 2011 |
|
UK Bribery Act 2010: Government Delay Is An Opportunity for Greater Clarity |
|
February 1, 2011 |
|
SEC Study on Investment Advisers and Broker-Dealers |
|
January 31, 2011 |
|
U.S. District Court Affirms The Lehman Bankruptcy Court's Swedbank Decision Regarding The Scope Of The Safe Harbor Provisions Of Sections 560 And 561 Of The Bankruptcy Code |
|
January 21, 2011 |
|
SEC Adopts Rules Requiring Asset-Backed Issuers to Review Securitized Assets and Disclose Asset Repurchase History; Rating Agencies Required to Report on Representations and Remedies in Securitizations |
|
January 7, 2011 |
|
CFTC's Proposed Business Conduct Regulation: Can the OTC Swap Market Survive the "Cure"? |
|
December 29, 2010 |
|
Reform of the Markets in Financial Instruments Directive |
|
December 22, 2010 |
|
The Revised FSA Remuneration Code |
|
December 17, 2010 |
|
New EU Directive for Alternative Investment Fund Managers |
|
November 5, 2010 |
|
New York Court of Appeals Reaffirms Breadth of In Pari Delicto Defense for Outside Professionals |
|
November 5, 2010 |
|
EU Council Adopts Iran Sanctions Implementing Regulation |
|
November 5, 2010 |
|
EU Agrees Economic Governance Changes for Eurozone |
|
October 28, 2010 |
|
FDIC's Final Safe Harbor Rule Imposes New Securitization Standards |
|
October 27, 2010 |
|
EU Directive on Alternative Investment Fund Managers |
|
October 18, 2010 |
|
CEBS Publishes Consultation Paper on Remuneration Guidelines |
|
October 15, 2010 |
|
Operational Risk Management and Related Issues from a Legal and Regulatory Perspective |
|
October 11, 2010 |
|
Agreement Reached on EU Financial Supervisory Framework |
|
September 20, 2010 |
|
SEC Proposes Increased Disclosure of Short-Term Borrowings |
|
August 17, 2010 |
|
New EU Regulation of Remuneration in Financial Institutions |
|
August 6, 2010 |
|
UK Court of Appeal Rules on Lehman “Client Money” |
|
August 6, 2010 |
|
The EU Council Tightens Iran Sanctions |
|
August 6, 2010 |
|
A New Approach to Financial Regulation:The End of the United Kingdom FSA |
|
August 3, 2010 |
|
Italian 10% Additional Tax on Variable Compensation Paid to Certain Executives Employed in the Financial Services Sector Confirmed |
|
July 13, 2010 |
|
SEC Curbs "Pay to Play" Practices by Investment Advisers |
|
July 9, 2010 |
|
Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act |
|
July 6, 2010 |
|
President Obama Signs New Iran Sanctions Into Law |
|
June 28, 2010 |
|
Second Circuit Holds That Equity Owners In Leveraged Lease Agreements Are Entitled To Assert Bankruptcy Claims For Tax Losses |
|
June 21, 2010 |
|
Federal Regulatory Agencies Jointly Issue Final Guidance on Sound Incentive Compensation Policies |
|
June 16, 2010 |
|
European Commission Publishes Green Paper on Corporate Governance in Financial Institutions and Remuneration Policies in the Financial Sector |
|
June 11, 2010 |
|
EU Commission's Update on the EU's Financial Regulatory Reform Program |
|
June 3, 2010 |
|
New Italian 10% Additional Tax on Bonus and Stock Options in Finance Sector |
|
May 28, 2010 |
|
EU Directive on Alternative Investment Fund Managers: ECON Committee and Council Drafts Adopted |
|
May 7, 2010 |
|
Lehman Bankruptcy Court Declines To Hold That The Safe Harbor Provisions Of Sections 560 and 561 Of The Bankruptcy Code Permit An Exception To Mutuality In Setoff |
|
February 24, 2010 |
|
SEC Adopts New Circuit Breaker Price Test for Short Sales |
|
February 2, 2010 |
|
CFTC Proposes New Federal Position Limits and Exemptions for Certain Energy Commodity Contracts |
|
January 26, 2010 |
|
Lehman Bankruptcy Court Holds That CDO Provision Subordinating Swap Termination Payments to Lehman Is Unenforceable |
|
December 9, 2009 |
|
UK Pre-Budget Report -- Focus on the Banking Sector |
|
December 7, 2009 |
|
Memorandum on the Recent Recommendations of the Walker Report and Proposals of the Financial Services Bill |
|
October 20, 2009 |
|
Second Circuit Vacates Winter Storm And Holds that Electronic Funds Transfers At An Intermediary Bank Are Not Property Subject To Maritime Attachment Orders |
|
October 19, 2009 |
|
Operational Risk Management and Related Issues from a Legal and Regulatory Perspective |
|
October 19, 2009 |
|
Commission Adopts Proposals for New EU Financial Regulatory System |
|
October 1, 2009 |
|
Financial Stability Board Releases Implementation Standards for its Principles for Sound Compensation Practices |
|
August 11, 2009 |
|
Memorandum on European Council Adoption of New Rules on Credit Rating Agencies, Bank Capital Requirements, Cross-Border Payments and e-Money, and A Program to Support the Effectiveness of EU Policies |
|
July 28, 2009 |
|
Walker Review of Corporate Governance in UK Banks and Financial Institutions |
|
July 23, 2009 |
|
New Proposal of The European Commission on Remuneration Policy |
|
July 23, 2009 |
|
Commission Releases New Communication on Bank Restructuring in the Financial Crisis |
|
July 2, 2009 |
|
Treasury's Take on Executive Compensation: It's a Matter of Principles |
|
June 23, 2009 |
|
President Obama's Financial Regulatory Reform Plan: A Closer Look |
|
June 19, 2009 |
|
Proposed New EU Financial Regulatory System |
|
June 18, 2009 |
|
President Obama's Financial Regulatory Reform Plan: Key Issues for Market Participants |
|
May 20, 2009 |
|
TALF Adds Legacy CMBS |
|
May 20, 2009 |
|
The Bank of Italy Acknowledges the Direct Vertical Effects of Certain Provisions of Directive 2007/44/EC on Acquisitions and Increases in Holdings in Financial Sector Companies and Implements Them in Italy Through a Notice |
|
May 15, 2009 |
|
Administration Proposal for Comprehensive OTC Derivatives Regulation |
|
May 4, 2009 |
|
New Regulation of European Financial Institution Compensation Structures Is Proceeding Apace |
|
May 1, 2009 |
|
CMBS Come to TALF |
|
April 4, 2009 |
|
FRBNY Clarifies TALF Terms |
|
March 31, 2009 |
|
New Rules for the Acquisition of Financial Institutions in Germany |
|
March 29, 2009 |
|
Implications of the AIG Bonus Imbroglio |
|
March 27, 2009 |
|
Treasury Proposes Legislation to Resolve Systemically Significant Financial Companies |
|
March 27, 2009 |
|
Expanding EU Role in European Financial Regulation |
|
March 27, 2009 |
|
Client Money, Lehman Brothers International (Europe) Ltd, and the Global Trader Case |
|
March 26, 2009 |
|
U.S. Public-Private Investment Program |
|
March 17, 2009 |
|
Servicer Challenges in Obama Administration’s Making Home Affordable Loan Modification Program |
|
March 17, 2009 |
|
FDIC Adopts Interim Rule Extending TLGP |
|
March 11, 2009 |
|
Term Asset-Backed Securities Loan Facility Launches: Key Details |
|
February 27, 2009 |
|
FDIC Modifies TLGP to Guarantee Mandatory Convertible Debt |
|
February 26, 2009 |
|
Proposed Amendments to the German Financial Market Stabilization Program |
|
February 16, 2009 |
|
Overview of the Executive Compensation Provisions of the American Recovery and Reinvestment Act of 2009 |
|
February 10, 2009 |
|
Treasury Announces Obama Administration's Financial Stability Plan |
|
January 14, 2009 |
|
New Enforcement Action Highlights Potential OFAC Risks for Non-U.S. Financial Institutions |
|
December 22, 2008 |
|
Recent Revisions to Exon-Florio "National Security" Reviews of Foreign Investment in the United States |
|
December 10, 2008 |
|
European Commission Guidance on State Aid and the Financial Crisis - Update Memorandum |
|
December 3, 2008 |
|
Italy Repeals 15% Cap on Bank Equity Ownership by Non-Financial Companies |
|
December 2, 2008 |
|
Italian Measures for the Government’s Subscription of Subordinated Bank Securities |
|
November 25, 2008 |
|
Amendments to Italian Rules Applicable to Insolvencies of Large Companies |
|
November 25, 2008 |
|
Issuing FDIC-Guaranteed Debt under the TLGP |
|
November 24, 2008 |
|
OCC Approves First "Shelf Charter" Designed to Give Investors a Platform to Participate in Auctions of Troubled Institutions |
|
November 21, 2008 |
|
Eligibility of U.S. Subsidiaries and Branches of Non-U.S. Banks for Bailout Programs |
|
November 19, 2008 |
|
SEC Defers Adoption of Proposed Rating Agency Rules |
|
October 28, 2008 |
|
Italian Measures for the Stabilization of the Banking System |
|
October 21, 2008 |
|
The German Financial Market Stabilization Program |
|
October 22, 2008 |
|
Operational Risk Management and Related Issues from a Regulatory and Compliance Perspective |
|
October 3, 2008 |
|
Troubled Assets Relief Program: Q&A |
|
October 2, 2008 |
|
New IRS Notice Allows Better Use of Bank Losses Following an Ownership Change |
|
September 23, 2008 |
|
Federal Reserve Relaxes Restrictions on Non-Controlling Investments |
|
September 22, 2008 |
|
SEC Amends Short Sale Ban |
|
September 10, 2008 |
|
OFAC Publishes New Economic Sanctions Enforcement Guidelines |
|
June 12, 2008 |
|
CSX Decision and Beneficial Ownership in Connection with Equity Swaps |
|
June 9, 2008 |
|
New Corporate Governance Rules for Italian Banks |
|
May 29, 2008 |
|
Bankruptcy Court Rules on Applicability of Safe Harbors and UCC Article 9 to Repurchase Agreements |
|
April 22, 2008 |
|
New Proposed Regulations for CFIUS Review of Foreign Investment in the United States |
|
January 16, 2008 |
|
Supreme Court Cabins "Scheme Liability" Under The Federal Securities Laws |
|
June 7, 2007 |
|
Recent SEC Enforcement Action Involves "Big Boy" Letters |
|
March 26, 2007 |
|
Speaker Notes: Securities Activities of Banks in the GLB Era: Complex Structured Finance and Operational Risk Issues |
|
February 13, 2007 |
|
U.S. Banking Regulators and SEC Issue Final Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Transactions |
|
February 1, 2007 |
|
Securities Activities of Banks in the GLB Era: Complex Structured Finance and Operational Risk Issues |
|
January 29, 2007 |
|
New Tier 1 Capital Rules for Italian Banks |
|
January 17, 2007 |
|
Italy Repeals Requirement for Prior Bank of Italy Authorization for the Placement of Non-Standard Securities |
|
November 17, 2006 |
|
Managing Institutional Conflicts of Interest: Overview and Certain Areas of Current Concern |
|
October 31, 2006 |
|
Operational Risk Management Issues from a Regulatory and Compliance Perspective |
|
June 9, 2006 |
|
Key Issues Regarding Compliance with U.S. Sanctions Programs Administered by OFAC |
|
March 24, 2006 |
|
Anti-tying and Operational Risk Issues |
|
February 1, 2006 |
|
Guidance on Sharing of Suspicious Activity Reports within Corporate Groups |
|
January 20, 2006 |
|
Update: The Markets in Financial Instruments Directive and the Single European Market in Investment Services |
|
January 19, 2006 |
|
Securities Activities of Banks in the GLB Era: Anti-Tying Guidance and Operational Risk Issues |
|